GathererOfNews Archive
The IDD is designed to improve consumer protection when buying insurance products, such as general insurance, life insurance and insurance-based investment products. It is also aimed at supporting competition between insurance distributors by creating a level
The LEI Handbook, Exchange Data’s Guide to Financial Codes, written by economist and Harvard graduate, Orzen Cvjetic, has recently been published. bobsguide sat down with the author to discuss the major themes covered in the book. Does
Asset managers will have their work cut out for them to be ready in four months’ time, according to a new survey conducted by Liquidnet. The onset of MiFID II may be only four months away,
The size of compliance departments have increased dramatically during the run up to MiFID II’s implementation deadline, but industry insiders expect a significant downsizing as firms complete their migrations to the new regulatory environment. The largest banks
Collin Coleman, head of NEX Regulatory Reporting, discusses the end-to-end regulatory reporting solution that addresses the needs of reporting parties across the regulatory regime and, in this year’s Operational Risk Awards, has been named best regulatory reporting platform
Europe’s big bang of market reforms, known as Mifid II, is approaching faster than the financial services industry would like. A major piece of post-crisis legislation, Mifid II aims to strengthen protection for investors and inject
