GathererOfNews Archive
Law360, London (September 28, 2020, 2:08 PM BST) — Companies based in countries outside of the European Union that provide investment services to the bloc must report information on their transactions annually, Europe’s markets regulator said in
Welcome to the September 2020 edition of our investment management update. This publication has been tailored to highlight topical news, cases and changes in the law impacting the investment management sector. Key things to keep an eye
Welcome to the September 2020 edition of our investment management update. This publication has been tailored to highlight topical news, cases and changes in the law impacting the investment management sector. Key things to keep an eye
On 31 July 2020, the PRA issued consultation paper CP12/20 amending the remuneration part of the PRA Rulebook. Shortly after, on 3 August 2020, the FCA issued consultation paper CP20/14 amending its dual-regulated firms Remuneration Code (SYSC
The FCA believes that the obligation has to apply to a wider range of firms, including ones that potentially pose higher money laundering risk. The UK Financial Conduct Authority (FCA) today published a consultation paper on extending
Cappitech has confirmed its launch of MAS OTC derivatives transaction reporting through a link with The Depository Trust & Clearing Corporation (DTCC). The move follows US derivatives exchange CME Group confirming it would be winding down its
