MIFID II Reporter Archive
Eight attorneys general filed a federal lawsuit Monday challenging a recently passed Securities and Exchange Commission rule saying it does not sufficiently protect investors under the Dodd-Frank Wall Street Reform and Consumer Protection Act. The SEC’s rule
Eurex, a global derivatives exchange, has augmented its FX business team with the appointment of Chris Soutar to global of foreign exchange (FX) sales. Soutar joins Eurex after nearly two years with Investec, an international specialist banking
The loosening of the Volcker rule announced this week opens the door to a rebound in risky behaviour on Wall Street, proponents of the initial legislation have warned, even as investors and analysts insist there will be
The Federal Deposit Insurance Corp. and Office of the Comptroller of the Currency approved changes to the Volcker rule in a move that would provide relief to financial institutions. The Volcker rule prohibits federally backed financial institutions
A trader monitors financial data on computer screens . Photographer: Simon Dawson/Bloomberg © 2019 Bloomberg Finance LP Since the onset of the financial crisis in 2007/8, many EU countries have taken action to suspend or ban short
All questions Conduct i Self-reporting As a general principle, a person is not obliged to incriminate himself or herself. Hence, no duty exists for a party to report its own criminal offences. However, one may choose to
