MIFID II Reporter Archive
City broking houses have warned that new European financial regulations risk damaging small British businesses by throttling coverage of them in research provided to investors. Brokers publish research on a range of companies for fund managers and
Unbundling research payments is just one part of the Mifid II regulation that has caused concern among asset managers. A survey of North American asset managers conducted by New York-based independent broker ITG has highlighted concerns over
North American buysiders are now following the lead of their European counterparts and preparing for impending regulations affecting the way institutional traders will pay for research. Independent broker ITG today released a survey where it posed several
There is no doubt that myriad regulatory regimes are competing for your board’s attention for planning and budgetary discussions for the upcoming year. The 2017 and 2018 horizon is filled with key compliance challenges such as the
Fund managers do not expect research budgets to fall dramatically once Mifid II gets implemented following its research unbundling rules, a survey from research firm RSRCHXchange reveals. According to the study, 42 per cent of fund firms
Toward the end of 2016, ESMA published guidelines for transaction reporting under the Markets in Financial Instruments Directive (MiFID II) and Regulation(MiFIR). Additionally, ESMA released technical requirements and templates further detailing the relevant reporting requirements under MIFID
