MAD Archive
The number of suspicious transactions indicating possible market abuse reported to the UK’s financial regulator has soared after tighter European rules were introduced in July last year. Data show that a record 3,730 suspicious transaction reports have
Loading Other Articles… Loading Other Articles… A potentially explosive battle is brewing over a seldom-discussed aspect of the looming MiFID II laws, which will force traders of any European asset class to hand over personal identification
Merrill Lynch has been fined £34.5m for failing to report certain derivatives transactions over almost two years, in the first enforcement action of its kind under new European markets rules. The Financial Conduct Authority said it had
GreenKey Technologies, an AI-driven voice collaboration platform for the financial markets, announced today a global partnership with Red Box Recorders, an expert in voice recording technology and services, to create an integrated solution for embedded compliance recording
The European Securities and Markets Authority (ESMA) has issued an opinion with interim transparency calculations for non-equity instruments in relation to the implementation of the Markets in Financial Instruments Directive/Markets in Financial Instruments Regulation (MiFID II). These
The Markets in Financial Instruments Directive (MIFID II) is the EU legislation that regulates firms who provide services to clients linked to ‘financial instruments’. MiFID II was applied in the UK from November 2007, but is now
