MAR Archive
Aquis Exchange, the exchange services group, has hired Adrian Ip to the newly-created role of head of project/product management. Aquis Exchange consists of two divisions, one operates a pan-European cash equities trading exchange (Aquis Exchange), which
The UK’s financial watchdog, the Financial Conduct Authority (FCA) has revealed a rise in the number of suspicious transactions reported to it. 3,730 such transactions were filed to the FCA in the first nine months of
September was a very active month for the ICO market and the surrounding regulation, which has been evolving constantly. The month began with China’s ICO ban and shutting down of exchanges, making it the first large
At times, MiFID II seemed destined to be one of those quintessential EU projects that would languish for years in the EU Parliament, as Brussels’ lawmakers agonised over its pros and cons, and industry participants made
‘Ultimately the easiest answer when it comes to data storage and compliance is for companies to limit where conversations are taking place so that they fit within the technical solutions’ As the pressure builds at financial
Aileen Lynch: “A natural person (including sole traders and partnerships) will not require an LEI as their National Insurance number will identify their involvement in the purchase of a financial instrument.” The MiFID II-inspired introduction of
