MIFID II Archive
New regulations such as MiFID II mean that the regulatory requirement for recording, storage and retrieval of communication data has grown exponentially. Infrastructure and governance overheads and security must be managed wisely, utilising next generation technologies where
Mark Elliott, Head of Financial Advice Research at Skipton Building Society explains how the Cost & Charges Calculator helps financial advisers meet MIFID II requirements and keep their clients informed. source
Mit der Integration des MiFID-Recorders in Bridge können 34f-Vermittler Ihre Online-Beratungen zu Finanzanlageprodukten direkt in der Videoberatungssoftware aufzeichnen und speichern – problemlos und gesetzeskonform. Im Video wird erklärt wie man MiFID-Account und Bridge-Account miteinander verknüpft. source
Zum 01. August 2020 tritt die neue FinVermV in Kraft. Damit Du bestens auf alle Neuerungen vorbereitet bist, haben wir für Dich einen Videokurs mit allen relevanten Themen rund um die Anlageberatung erstellt. Hier geht es zum
Join our Advocacy workshop with recognized experts in financial regulation issues who will share the answers about the public consultation on the revision of MIFID (mainly investor protection, research for SMEs, consolidated tape). A discussion on the
Learn more about MiFID II related changes to the trading system and how to upload short codes in our video tutorial. source