MIFID Regulations Archive
Transaction reporting Transaction reporting is the reporting of information about trades in reportable financial instruments, such as shares, ETFs, VCTs, investment trusts and structured products. Reporting covers purchases, sales and modifications of reportable instruments. Mifid II
London is losing its Midas touch. New rules from regulators, on top of uncertainties over the UK’s future relationship with the European Union, are denting the city’s position as the biggest centre for gold trading in the
The sheer breadth and complexity of MiFID II is astounding and that is why many investment firms throughout the EU are finding navigating through the MiFID II maze a significant challenge. For instance, MiFID II not
IRESS has updated its XPLAN software to alert advisers when a 10% drop has occurred in a client portfolio in an effort to help with incoming Markets in Financial Instruments Directive II (MiFID II) requirements. Under
The European Commission has warned Luxembourg that it is not advanced enough in implementing the EU Directive on MiFID II. The EU Commission on Tuesday sent two letters of formal notice to Luxembourg about a “non-transposition”, or
Bloomberg Data Reporting Services Limited (BDRSL) today announced that it has secured the UK financial regulator’s approval for its Approved Reporting Mechanism (ARM), the final piece of authorisation that allows the vendor to offer a complete
