MIFIR Regulations Archive
On 18 March 2020, the European Securities and Markets Authority (Esma) published a statement about regulatory forbearance for the first phase of reporting obligations under the Securities Financing Transactions Regulation (SFTR). These obligations are due to become
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, is issuing a Public Statement to ensure coordinated supervisory actions by national competent authorities (NCAs) on the application of the new tick-size regime for systematic internalisers under
The UK Financial Conduct Authority (FCA) will not require firms to back report any transactions that are concluded between 13 April and 13 July under the Securities Finance Transaction Regulation (SFTR).
The UK market regulator has
ESMA now expects trade repositories, credit institutions, investment firms to be ready for SFTR reporting from 13 July, alongside CSDs and CCPs. ESMA (European Securities and Markets Authority) has effectively allowed banks and investment firms a three-month
MiFID Review Process
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We published a
guide to MiFID in Ireland in December 2019.
Nicola Sharp of Rahman Ravelli examines the obligations the FCA places on businesses regarding whistleblowing In its Handbook, the Financial Conduct Authority (FCA) is very specific and very clear about the obligations it expects companies to meet