Compliance Archive
Corvil today announced the launch of a new solution that establishes a system of traceability to Coordinated Universal Time (UTC), a critical capability for monitoring, analysing and reliably reporting activity on electronic trading networks. This is
Florian Bienvenu, BlackBerry: MiFID II should not be seen simply as an additional cost The financial services sector is one of the most heavily regulated industries due to the sheer volume of transactions. Customers trust financial
Great guest post by Jochen Heussner– the founder of Planet Compliance– who writes about the RegTech Directory developed by his company as a comprehensive guide to the industry. Regulatory Technology may have been around for a while,
Transaction reporting Transaction reporting is the reporting of information about trades in reportable financial instruments, such as shares, ETFs, VCTs, investment trusts and structured products. Reporting covers purchases, sales and modifications of reportable instruments. Mifid II
Actiance, the leader in communications compliance, archiving, and analytics, today announced from its Unleash EMEA 2017 Summit that it is teaming with top telecommunication solution providers Movius, Red Box, and artificial intelligence leader Veritone to deliver
Photo: Ewais/Shutterstock.com The new MiFID II regulation, set to go into effect January 3, looms for financial organizations that have yet to figure out how they will retain business communications. In the scramble to prepare for
