Compliance Archive
Transaction reporting Transaction reporting is the reporting of information about trades in reportable financial instruments, such as shares, ETFs, VCTs, investment trusts and structured products. Reporting covers purchases, sales and modifications of reportable instruments. Mifid II
Actiance, the leader in communications compliance, archiving, and analytics, today announced from its Unleash EMEA 2017 Summit that it is teaming with top telecommunication solution providers Movius, Red Box, and artificial intelligence leader Veritone to deliver
Photo: Ewais/Shutterstock.com The new MiFID II regulation, set to go into effect January 3, looms for financial organizations that have yet to figure out how they will retain business communications. In the scramble to prepare for
The EU’s Mifid II financial regulations come into force in just four months, and around the world financial institutions remain confused and challenged about how to comply. Mifid – the “Markets in Financial Instruments Directive, Phase
We all have clients we have dealt with for many years; those who trust us and value the advice they receive. But what happens when these clients decide to move abroad and want you to continue
Integral, the technology partner trusted by leading banks, brokers, and investment managers to design, deliver and grow their FX businesses, announced today solutions for MiFID II compliance. Integral will deliver its entire platform with services necessary
