Compliance Archive
Posted 10 July 2020 | By Michael Mezher In a notice issued on Thursday, the European Commission, European Medicines Agency and Heads of Medicines Agencies reminded clinical trial sponsors that they must comply with EU clinical trial
Trading and compliance technology providers Cloud9 Technologies and SteelEye have teamed up to tackle challenges in regulatory requirements for voice trading. The agreement between to the two technology companies will allow firms to capture their Cloud9 voice
DOMESTIC CBI markets update The Central Bank of Ireland (CBI) has published issue 6 2020 of its markets update. It contains updates from the CBI, ESMA and IOSCO. CBI updates include notification of the EBA consultation on
FinanceFeeds speaks to Karolina Obalkowska about her international commercial background, extensive experience within the commodities sector and her implementation of a semi-automated process of Client Onboarding ensuring compliance with applicable rules and regulations when onboarding FX brokerages
Atos, the French headquartered consulting firm with 110,000 employees, has landed a blockchain contract with UK body TISA to build a MiFID II reporting solution for asset managers and advisers. The asset management sector is ramping up its use
On 5 June 2020, the European Securities and Markets Authority (ESMA) published its final guidelines on certain aspects of the recast Markets in Financial Instruments Directive (MiFID II) compliance function requirements (the “Guidelines”). Recent years have seen
