Image copyright Getty Images Image caption Brexit protests on the the River Tyne in Newcastle At any other time the prospect of the biggest change in the UK’s trading arrangements with its biggest economic partner would dominate
For financial services companies, regular data backups are about much more than having the ability to recover after a failure or loss. They’re also a vital part of meeting compliance requirements from those of a general nature,
In recent years, the Financial Conduct Authority (FCA) has focused on the industry’s role in treating customers fairly and breaking down barriers to access financial advice. Regulations, such as Mifid II and the Product Governance Sourcebook (Prod), has increased the burden on advisers and
Over a thousand UK investment firms will be adversely impacted by the FCA’s new prudential regime for MiFID investment firms, according to research by financial consultancy Bovill.
Bovill believes the new capital requirements could make
A proposal by the EU to amend new financial markets rules raises questions about regulatory divergence from the U.K. and may create more complexity for investment banks and asset managers. On July 24, the European Commission proposed
Tom Burroughes, Group Editor , 18 August 2020
The total bill, which is for breaking rules for money laundering, terrorism finance, background checks and privacy, is already at the $5.6 billion mark as of the