investment Archive
Change is a coming Following an excellent year of performance during 2019 (an nav total return of 27.5%), Herald Investment Trust (HRI) has seen its discount widen and the value of its portfolio companies fall since the
Every year, hundreds of Scrip dividends are issued by companies. Managers must make a relatively straightforward decision: take a cash dividend or take additional shares. It’s the duty of the manager to select the option that proves
On 21 January 2020, the Central Bank issued an industry letter identifying areas in which firms operating in the wholesale market have failed to meet its expectations for managing conduct risk. Central Bank’s expectations for managing conduct
In this Update we cover the latest on the Brexit negotiations, a new Financial Conduct Authority (FCA) platform for short selling notifications, the EU Securities Financing Transactions Regulation (SFTR) reporting obligation, the FCA “Dear CEO” letter to
European Union:
Investment Firms Quarterly Legal And Regulatory Update 1 October – 31 December 2019
26 February 2020
Dillon Eustace
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