investment Archive
Commencing on 1 January 2018, European and non-European entities or persons producing or selling packaged retail investment and insurance-based products (so-called PRIIPs) to retail investors in Europe, will be required under the PRIIPs Regulation[1] to produce
On 3 January 2018, Europe will see the update to The Markets in Financial Instruments Directive (MiFID II) come into force. What does it mean for asset managers and firms? source
What’s Mifid II and why do we need it? It’s a game-changer. And like a lot of modern financial regulation, you can thank the G20 Pittsburgh meeting in 2009 for it. In 2014, the Markets in
Key Investment Services, the retail broker/dealer and investment advisory division of KeyBank, announced plans to bring a digital advice product to market in 2017. The firm is using a customized version of Jemstep Advisor Pro and said
Is that research report worth more than the paper it’s printed on? That question is upending money management as new regulations in the European Union disrupt the way banks and brokers do business. Gone will be the days
The FCA published a new page on its website providing informal guidance on cyber resilience on 18 May 2017. Following the recent global ransomware cyber attacks, the FCA says firms should be aware of the threat, able
