Crossborder Services By Third-country Firms: CSSF Recognises First Equivalent Third Countries And Clarifies When An Investment Service Is Rendered In Luxembourg
09 July 2020
ELVINGER HOSS PRUSSEN, société anonyme
DOMESTIC CBI markets update The Central Bank of Ireland (CBI) has published issue 6 2020 of its markets update. It contains updates from the CBI, ESMA and IOSCO. CBI updates include notification of the EBA consultation on
CBI markets update The Central Bank of Ireland (CBI) published issue 6 2020 of its markets update. It contains updates from CBI, the European Securities and Markets Authority (ESMA) and the International Organization of Securities Commissions (IOSCO).
Inspection found evidence that a number of firms are not paying sufficient attention to the requirements when selling complex investment products, instead placing undue reliance upon ‘box-ticking’ to demonstrate compliance. The Central Bank of Ireland today published
On 23 June 2020, the UK Financial Conduct Authority (“FCA”) published a discussion paper (“DP 20/2”) in relation to a new UK prudential regime for investment firms authorised under the Markets in Financial Instruments Directive 2014/65/EU (“MiFID”).
On 23 June 2020, the FCA published its long-awaited Discussion Paper on a new prudential regime for MiFID investment firms, to be based on the EU Investment Firms Directive and Regulation (“IFD” and “IFR” respectively), which are