John Bennett: “Why should a client as their wealth grows pay more for the same service?” London-based DFM Sparrows Capital has launched a platform-based model portfolio service for advisers, becoming one of the first fund houses to
The introduction of a consolidated tape and enhancements to investor protection are high priority items in the review. The European Commission has launched a review of the regulatory framework for investment firms and market operators. MiFID II
The European Commission has kicked off a review of its giant rulebook for trading financial products, with a number of its key principles having struggled to take hold over the past two years. Potential changes to the regulations underpinning Europe’s
EUROPE EBA launches 2020 stress test exercise This exercise will consider a recession coupled with low or negative interest rates for a prolonged period. The adverse scenario will be the most severe to date. The EBA expects
ChartIQ, a fintech company that specializes in data visualization and charting software for the financial industry, today introduced Post-Trade Visualization, a software solution that delivers true order transparency.
Post-Trade Visualization enables financial firms to meet regulatory
With compliance becoming increasingly difficult for financial firms amid tightening regulation, ChartIQ announced this Wednesday that it has introduced Post-Trade Visualization, a software solution that delivers true order transparency. ChartIQ is a fintech company that specialises in