managers Archive
Last year was a good year for global markets, but not so good for the relative performance of active funds. Asset manager Janus Henderson was also fined £1.9m for overcharging investors in active funds that did not
Brexit has worked some City of London fund managers into a frenzy about the prospect of becoming free from the reams of EU financial regulations that have been imposed on them since the financial crisis. But the
The FCA has begun 2020 with a number of initiatives that put pressure on advisers, but according to Ken Davy, chairman of adviser support firm SimplyBiz, advisers have little to worry about. He said the publication by the
UK:
UK Financial Conduct Authority Sets Out Its Expectations Of Asset Managers And Alternative Investment Firms
06 February 2020
Ropes & Gray LLP
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The revised Shareholder Rights Directive (EU) 2017/828 [1] (“SRD II”) is required to be transposed into the laws of EU member states by 10 June 2019. In the UK, the Financial Conduct Authority (the “FCA”) consulted on
Just 6 per cent of asset management firms believe they are currently ready to meet best execution requirements under MiFID II, according to “Re-Engineering Best Execution,” a new survey carried out by Liquidnet. Some 61 per
