The European Commission also warned asset managers that the end of the Brexit transition period spurs obligations on investor disclosures and that “the change of legal status of the UK funds” could require EU-based managers to delegate
The FCA is asking fund managers for details of their biggest distributors as part of its review of product governance rules, Money Marketing can reveal. The regulator is reviewing how asset management firms oversee the design of
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Welcome to the fifth installment of Ropes & Gray’s
European regulatory podcast for asset managers. These podcasts and
accompanying speaker notes
Sustainable Funds To Watch 2020 The Sustainable Funds to Watch series from Investment Week allows sponsors to show-case up and coming or evolving funds and managers to some of the most influential fund selectors in the UK.
Facilitate remote working Risk management: carry out stress tests and review business continuity plans Verify compliance with own funds requirements Adapt disclosure and reporting requirements Keep an eye out for new opportunities The Luxembourg Financial Supervisory Authority
Regulatory hurdles remain the greatest challenge for asset managers, who will look to outsource compliance burdens as the pandemic eases according to research. The study, conducted by Northern Trust in the first quarter of this year,